Compliance Analyst: Investments
- Employer
- Brighthouse Financial
- Location
- Morristown, New Jersey
- Salary
- Not Specified
- Closing date
- Aug 23, 2019
View more
- Category
- Legal / Compliance
- Job Type
- Not Specified
- Career Level
- Not Specified
Job Details
Brighthouse Financial is on a mission to help people achieve financial security. As one of the largest providers of annuities and life insurance in the U.S., we specialize in products designed to help people protect what theyve earned and ensure it lasts. We are built on a foundation of experience and knowledge, which allows us to keep our promises and provide the value they deserve.
At Brighthouse Financial, were fostering a culture where diverse backgrounds and experiences are celebrated, and different ideas are heard and respected. We believe that by creating an inclusive workplace, were better able to attract and retain our talent, provide valuable solutions that meet the needs of our advisors and their clients, and deliver on our mission of helping more people achieve financial security. Were seeking passionate, high-performing team member to join us. Sound like you? Read on.
How This Role Contributes to Brighthouse Financial:
Assist in the day-to-day operations of the insurance investment management compliance program, with a focus on ensuring the General Account, Managed Separate Accounts, and Reinsurance Trust Accounts (together, Brighthouse Accounts) comply with applicable policies and procedures and investment guidelines.
Key Responsibilities:
- Support the day-to-day operations of the compliance oversight program for the Brighthouse Accounts.
- Perform compliance monitoring and testing for the Brighthouse Accounts; investigate pre and post-trade compliance alerts, working with various internal and external stakeholders to reconcile data issues; raise questions as appropriate to ensure reasonable solutions to business needs.
- Convey identified compliance issues to asset managers and document corrective action as appropriate.
- Compile data and provide periodic reporting to various internal stakeholders.
- Prepare account compliance certifications.
- Analyze hundreds of account investment guidelines and share responsibility with team members for coding them into the BlackRock Aladdin system (Aladdin) in coordination with other internal stakeholders.
- Build new compliance rules, enhance existing compliance coding, investigate/troubleshoot potential errors within Aladdin using its coding language, which is similar to SQL.
- Perform periodic reviews and document monitoring and/or testing results of the controls in place to ensure compliance with applicable policies and procedures and investment guidelines.
- Assist in preparation for due diligence reviews of external asset managers.
Essential Business Experience and Technical Skills:
-
Bachelors degree required
Minimum 1 3 years of relevant experience in the financial services industry
Exposure to and/or experience with investment compliance monitoring preferred
Strong analytical skills with the ability to synthesize complex and diverse information
Systems knowledge: Microsoft Office, Microsoft Excel; experience with Aladdin and/or SQL a plus
Excellent verbal and written communication skills, including the ability to interact effectively with individuals at all levels
Able to work successfully both independently and in a team environment
Successful track record for delivering results in a timely manner
Company
Why Brighthouse Financial
We’re on a mission to help people create a better financial future. Drawing on our history as part of MetLife, Inc., we will help our customers achieve financial security. Our experience has taught us that it’s time for something new: a simple and transparent alternative to an industry that customers often feel is complex, confusing, and costly.
Benefits
Brighthouse Savings Plan
Achieve your long-term financial goals by combining your contributions with the company match and annual profit sharing contribution
Healthcare Gain
Peace of mind and care for you and your family by participating in our medical/pharmacy, dental and vision plans.
Income Protection
Protect your loved ones and prepare for the unexpected with company provided life and disability programs.
Work Life Balance
Live a fuller life and take time to recharge with our competitive offering of holidays, paid time off, parental leave, and much more.
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