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This job has expired

Compliance Specialist

Employer
Assurant
Location
Miami, Florida
Salary
Not Specified
Closing date
Jun 28, 2019

View more

Category
Operations
Job Type
Not Specified
Career Level
Not Specified

Job Details

Overall purpose and objective of this job is conduct internal audits to help ensure that Assurant Specialty Property and its clients have appropriate processes and methods to effectively comply with applicable federal and state regulations regarding mortgage insurance processing and lender placement, thereby reducing the companies risk and exposure to potential losses. Audits are accomplished through reviews of completed work, call monitoring and reviews of system generated reports. Audit results are summarized and provided to the Business and to Clients on a periodic basis to demonstrate compliance with government regulatory agency requirements, contracts, agreements and/or standards. This position will report to the Compliance Manager.

Key Responsibilities:

  • Responsible for researching and performing compliance audits based upon client, regulatory and internal requirements. Includes analysis of records, reports, regulations and operating procedures and practices.
  • Responsible for reviewing and validating the audits of any work performed by third party auditors (client, etc.)
  • Documents Hazard processes through the use of standardized tools (e.g. SIPOC, process maps, time studies, etc.)
  • Conducts targeted audits as requested by business
  • Assists in researching root cause and may make recommendations based upon findings
  • Able to Implement an Audit, Collect and Verify Audit Evidence, Compose Findings and Conclusions, Assist with Preparation of Preliminary Audit Report
  • Ability to travel up to 10% of the time

Required Skills/experience

  • 2-4 years of operational audit experience
  • 1-3 years of mortgage, insurance or financial services experience or Bachelors degree in related fields such as Finance, Accounting, Risk Management, Business

Preferred Skills/experience

  • Associate or Bachelors degree or equivalent experience preferred



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Company

At Assurant, we protect, connect and support major consumer purchases ... like homes, cars, appliances, and phones ... in partnership with industry-leading brands.

The brands people trust ... trust Assurant.

We help our clients connect and protect over 300 million consumers around the world.

We have 125 years of experience, 14,000 employees and operate in 21 countries.

Our unwavering purpose

We protect what matters most.

Our uncompromising values

Common sense, common decency, uncommon thinking and uncommon results guide the way we support our customers and work with each other. guide the way we support our customers and work with one another.

COMMON SENSE

We seek simple, straightforward solutions that keep life running smoothly for the clients and consumers we serve.

COMMON DECENCY

We act with integrity. We treat others with respect, courtesy, and kindness. We’re honest, transparent and committed to doing the right thing.

UNCOMMON THINKING

We're never satisfied with the status quo. We seek diverse perspectives and thrive on challenge. We believe there's always a way to build upon our successes.

COMMON RESULTS

We focus on actionable solutions that deliver measurable results. We approach each challenge with a sense of urgency, striving to exceed every expectation.

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