Life and Annuity Compliance Officer

Scottsdale, Arizona
$100,000 - $120,000
Nov 20, 2018
Jan 19, 2019
Job Type
Full Time
Career Level

We are seeking a high-energy, self-starting individual who thrives in an entrepreneurial environment.  Rapidly-growing and innovative financial services/independent distribution company focusing on the sale of annuities, life insurance and other financial products is looking for talented, energetic, driven and entrepreneurial professional to join their team.

As the Compliance Officer you will be responsible for compliance analysis, programs, initiatives, suitability rules, guidelines and procedures for all Annuity and Life Insurance Product lines in order to meet business objectives and profitability goals.

Qualities, skills and abilities we seek:

  • Strong knowledge of annuities and life insurance products, including knowledge of both fixed and variable products.
  • Expert knowledge of state insurance, SEC, and variable annuity regulations.
  • Bachelors' Degree; Juris Doctor preferred.
  • Minimum 7 years of relevant experience with an insurance carrier (preferred) or agency.
  • Minimum 3-5 years of strong front-line management experience and demonstrated leadership skills.
  • Knowledge or RIA Compliance a plus.

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