Accident & Health State Filings & Compliance Manager

Hartford, Connecticut (US)
commensurate with experience
Feb 13, 2018
Apr 14, 2018
Job Type
Full Time
Career Level

Accident & Health State Filings & Compliance Manager

Manage and lead the A&H compliance and filing team commensurate with business objectives and in compliance with state regulatory laws and statutes.

Essential Functions

  • Assist with the creation of various new A&H insurance products.
  • Manage state filing compliance regulations in regards to keeping up to date with changes in all 51 jurisdictions. Must have ability to relay these changes to internal customers.
  • Manage the development, submission, negotiation, and approval of state rate, rule and forms A&H filings commensurate with business objectives and in compliance with regulatory requirements.
  • Provide direction and support to the business units throughout the development and preparation of filing materials to determine the overall filing strategy. Assist, as needed, with the creation of A&H forms and rules. 
  • Apply problem solving techniques to assist business unit personnel when responding to regulatory issues. 
  • Review and analyze state insurance department statues, regulations, bulletins, etc. to determine impact and ensure adherence to filing and regulatory requirements. Stay current on changes and developments impacting regulatory framework.
  • Responsible for training of new team members/business on A&H regulatory filing compliance.
  • Responsible for policy issuance system(s) A&H filing compliance support.
  • Provide assistance on key compliance projects on an as needed basis.

Education / Experience

  • Bachelor’s Degree mandatory.
  • 5-7 years of experience in A&H Product Development, State Filings and/or Regulatory Compliance desired.
  • Experience in the submission form and rate filings with i-File and SERFF desired.

Skills (Minimum Requirements)

  • Assist with the development and implementation of new A&H products.
  • Management experience a plus.
  • Establish and maintain relationships with state regulators.
  • Knowledge of the insurance industry (preferably A&H insurance).
  • Proficient in the use of Word, Excel and other computer programs.
  • Attention to detail, organizational skills and the ability to multitask.
  • Outcome-focused, self-motivated, flexible and enthusiastic.
  • Excellent oral and written communication skills.
  • Ability to interact and work collaboratively and constructively with various people at various levels within the company and with regulators at the various departments of insurance.
  • Ability to appreciate the importance of meeting deadlines.


  • Analytical thinking;
  • Information seeking;
  • Conceptual thinking;
  • Customer focus;
  • Team orientated; and
  • Initiative.